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On first use: Read ../../CLAUDE.md to obtain scenario-level configuration (regulatory report type/disclosure standard/tax filing cycle).
/compliance-reporting-master — Compliance Report Management Master Process
Complete compliance reporting process
Step 1：监管报告编制与报送（月度/季度/年度）
→ 执行 regulatory-reporting
→ 从 [ERP] 获取数据 → 核查准确性 → 提交报送
Step 2：披露事项监控（持续）
→ 执行 disclosure-management
→ 识别应披露事项 → 判断阈值 → 跟踪披露状态
Step 3: Tax filing (monthly/quarterly) → Execute tax-filing → File each tax type → Verify accuracy → Payment tracking
Step 4: Regulatory inquiry response (if any) → Receive inquiry → Assess nature → Prepare response → Submit to regulator
Step 5: Comprehensive compliance report → Summarize compliance status from Steps 1-4 → Output compliance health report
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## 第一步：监管报告情况
**执行 Skill：** `regulatory-reporting`
□ Execution status: [Success/Failure/Partial success]
□ Reports required for submission: [X] □ Submitted: [X] □ Pending submission: [X] □ Delayed: [✅ None / 🔴 X delayed]
□ Data accuracy: [✅ Accurate / ⚠️ X discrepancies] □ Approval completed: [✅ Yes / ⚠️ No]
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## 第二步：披露管理情况
**执行 Skill：** `disclosure-management`
□ Execution status: [Success/Failure/Partial success]
□ Matters requiring disclosure: [X] □ Disclosed: [X] □ Pending disclosure: [X] □ Overdue undisclosed: [✅ None / 🔴 X]
□ Compliance: [✅ Compliant / ⚠️ Risks exist / 🔴 Non-compliant]
□ Main risk items: □ [Risk item A] — [Description] — Recommend [handle immediately]
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## 第三步：税务申报情况
**执行 Skill：** `tax-filing`
□ Execution status: [Success/Failure/Partial success]
□ Tax types requiring filing: [X] □ Filed: [X] □ Pending filing: [X]
□ Total payment amount: [XXX ten thousand] □ Paid: [XXX ten thousand] □ Pending payment: [XXX ten thousand] □ Delayed: [✅ None / 🔴 X delayed]
□ Data accuracy: [✅ Accurate / ⚠️ X discrepancies]
---
## 第四步：监管问询（如有）
**如有监管问询：**
□ Inquiries pending response: [✅ None / ⚠️ X]
□ Inquiry details: □ [Inquiry A] — Source [department] — Deadline [YYYY-MM-DD] — Status [pending response] □ [Inquiry B] — Source [department] — Deadline [YYYY-MM-DD] — Status [pending response]
□ Nature of inquiry: [Routine/Key focus/Prelude to investigation] □ Compliance risk: [✅ Low / ⚠️ Medium / 🔴 High]
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## 第五步：生成合规报告综合报告
═══════════════════════════════════════ Compliance Report Management Report Reporting period: [YYYY MM/quarter/year] Report date: [YYYY-MM-DD] ═══════════════════════════════════════
[Core Conclusions]
Overall compliance risk: [✅ Low / ⚠️ Medium / 🔴 High]
□ Regulatory reporting: [one-sentence summary] □ Disclosure management: [one-sentence summary] □ Tax filing: [one-sentence summary]
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
[I. Regulatory Reporting Status]
□ Reports required for submission: [X] □ Submitted: [✅ All / ⚠️ X pending submission]
□ Delay status: [✅ No delays / 🔴 X delayed]
□ Data accuracy: [✅ Accurate / ⚠️ X discrepancies]
□ Reports requiring attention: □ [Report A] — [Description] — Recommend [handling method]
[II. Disclosure Management Status]
□ Matters requiring disclosure: [X] □ Disclosed: [X] □ Pending disclosure: [X] □ Overdue undisclosed: [✅ None / 🔴 X items]
□ Compliance: [✅ Compliant / ⚠️ At risk / 🔴 Non-compliant]
□ Overdue undisclosed items (if any): □ [Matter A] — Amount [XXX ten-thousand] — Delay [X] days — Compliance risk [🔴 High]
□ Matters requiring attention: □ [Matter A] — [Description] — Recommendation [Disclose immediately]
【III. Tax Filing Status】
□ Tax types requiring filing: [X] □ Filed: [✅ All / ⚠️ X types pending filing]
□ Total payment amount: [XXX ten-thousand] □ Paid: [XXX ten-thousand] □ Pending payment: [XXX ten-thousand]
□ Delay status: [✅ No delay / 🔴 X items delayed]
□ Data accuracy: [✅ Accurate / ⚠️ X discrepancies]
【IV. Regulatory Inquiry Status (if any)】
□ Inquiries pending response: [✅ None / ⚠️ X]
□ Nature of inquiry: [Routine/Key focus/Prelude to investigation] □ Compliance risk: [✅ Low / ⚠️ Medium / 🔴 High]
□ Main inquiry items: □ [Inquiry A] — Source [Department] — Deadline [YYYY-MM-DD] — Response preparation [In progress]
【V. Comprehensive Risk Assessment】
□ Regulatory reporting compliance risk: [✅ Low / ⚠️ Medium / 🔴 High] □ Disclosure compliance risk: [✅ Low / ⚠️ Medium / 🔴 High] □ Tax compliance risk: [✅ Low / ⚠️ Medium / 🔴 High] □ Regulatory inquiry risk: [✅ Low / ⚠️ Medium / 🔴 High]
□ Overall compliance risk: [✅ Low / ⚠️ Medium / 🔴 High]
【VI. Pending Matters】
□ High priority: □ [To-do A] — Responsible person [X] — Completion date [YYYY-MM-DD] □ [To-do B] — Responsible person [X] — Completion date [YYYY-MM-DD]
□ Medium priority: □ [To-do C] — Responsible person [X] — Completion date [YYYY-MM-DD]
【VII. Next Phase Work Arrangements】
□ [YYYY-MM-DD]: Preparation of next regulatory report begins □ [YYYY-MM-DD]: Next tax filing deadline □ [YYYY-MM-DD]: Disclosure matters to monitor [...]
═══════════════════════════════════════ Prepared by: [Compliance Specialist] Reviewed by: [Finance Manager] Approved by: [CFO] ═══════════════════════════════════════
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## 升级触发条件
- 存在逾期未披露须立即升级 CEO
- 监管问询性质为"调查前奏"须立即升级 CEO
- 税款无法按时缴纳须 CFO 审批
- 整体合规风险 = 🔴 高
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*Finance Skills — compliance-reporting-master atomic skill*