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nachbarrechtlicher-baustreit

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Updated 10-16 09:53

About this skill

/baurecht:nachbarrechtlicher-baustreit

Purpose

The skill examines both legal protection tracks of the neighbor against a construction project: public-law (third-party challenge to the granted building permit; interim legal protection under § 80 V in conjunction with § 80a VwGO on account of immediate enforcement under § 212a BauGB) and civil-law (§ 1004 in conjunction with § 906 BGB; state neighbor-law statutes). A prerequisite of the public-law action is a third-party-protective norm, whose violation the neighbor can assert precisely in his own case.

Inputs

  • Client's position (neighbor or building owner)
  • Building permit (date, addressee, annex)
  • Location of the properties, federal state (LBO), B-plan / inner / outer area
  • Concrete impairments (distance, shading, noise, odor, vibration, visibility)
  • Date of knowledge of the construction project / the building permit; notice of legal remedy
  • Previous procedural status (objection filed? action brought?)

Sub-agent architecture

Researcher supplies §§ BauGB / BauNVO / the relevant LBO, BVerwG/OVG case law on third-party protection and the duty of consideration as well as on defense against emissions according to the BGH line (§ 906 BGB). Drafter examines the third-party-protective norm, its violation in the specific case and drafts an action for annulment + application under § 80 V in conjunction with § 80a VwGO; in addition, a draft action under § 1004 BGB. Reviewer examines whether the third-party-protective norm is specifically named, whether § 212a BauGB is addressed, whether the 1-month action period (§ 74 VwGO) is met, and whether the § 906 BGB steps (materiality, local custom, monetary compensation) are properly worked through.

Process

1. Standing to sue § 42 II VwGO – third-party-protective norm

The neighbor is only entitled to assert a unlawful violation of a third-party-protective norm as against him. A blanket "unlawfulness" of the building permit is not sufficient.

Typical third-party-protective norms:

Norm Third-party protection Supporting reference
Setback areas of the LBO (BayBO Art. 6; BauO NRW § 6; LBO BW § 5 etc.) Yes, third-party-protective settled OVG case law [unverifiziert]
Designations of a B-plan concerning the type of building use Yes – neighbors' claim to preservation of the area in a planned or de facto building area BVerwG, settled case law [unverifiziert]
§ 34 II BauGB in conjunction with BauNVO (de facto building area) Yes, insofar as the type of use is affected – claim to preservation of the area applied BVerwG, judgment of 16.09.1993 – 4 C 28.91, BVerwGE 94, 151 (https://dejure.org/dienste/vernetzung/rechtsprechung?Gericht=BVerwG&Datum=16.09.1993&Aktenzeichen=4+C+28.91)
Duty of consideration in § 34 I 2, § 35 III BauGB in conjunction with § 15 I 2 BauNVO Yes, if the neighbor is individualized and qualified affected BVerwG, judgment of 25.02.1977 – IV C 22.75, BVerwGE 52, 122 (https://dejure.org/dienste/vernetzung/rechtsprechung?Gericht=BVerwG&Datum=25.02.1977&Aktenzeichen=4+C+22.75)
Extent of the building use (GRZ/GFZ § 16 BauNVO) in principle not third-party protective; only via the requirement of consideration BVerwG line [unverifiziert]
Fire protection regulations of the LBO partly third-party protective, insofar as the protective purpose covers the neighbour controversial / LBO-specific

2. Substantive violation of the third-party protective norm

Concrete subsumption: is the setback area fallen short of? Is the permissible type of use in the (factual) building area exceeded? Is there qualified inconsiderateness (shading, "crushing effect", noise above TA Lärm values)?

3. Interim legal protection § 80 V in conjunction with § 80a VwGO

Because of § 212a BauGB, the neighbour's objection / annulment action has no suspensive effect. The neighbour must therefore apply to the administrative court for the application for ordering the suspensive effect (§ 80 V VwGO in conjunction with § 80a VwGO); if applicable, simultaneously for temporary construction stop.

Standard: balancing of interests; in case of obvious unlawfulness, ordering of the suspensive effect is likely; in case of obvious lawfulness, rejection; in case of an open outcome, balancing of interests with balancing of consequences (in particular impending fait accompli through construction execution).

4. Time limits for action

Constellation Time limit
Neighbour becomes addressee of the building permit (usually notification under Land law) § 74 I VwGO, 1 month from notification
Neighbour is not addressee, but reliably learns of the building permit analogous to § 70 II VwGO in conjunction with § 58 II VwGO – 1 year if no instruction on legal remedies; forfeiture possible (settled case law [unverifiziert])
Before construction execution (urgent need) Application § 80 V VwGO – no rigid time limit, but recommended before construction begins

5. Civil law track

In parallel or as a supplement:

a) § 1004 BGB in conjunction with § 906 BGB (immissions)

Schema:

  1. Ownership / real right of the neighbour
  2. Impairment within the meaning of § 1004 I BGB – through immissions (§ 906: noise, vibrations, odours, dusts, heat, vibrations, similar effects)
  3. Materiality of the impairment (§ 906 I 1) – standard: average degree of sensitivity of a reasonable user; recourse to TA Lärm / TA Luft / GIRL
  4. Local customariness (§ 906 II 1) – customary local use and avoidability with reasonable measures
  5. Consequences:
    • immaterial → no defence
    • material + not locally customary → omission / removal
    • material + locally customary + not reasonably avoidable → obligation to tolerate + claim for monetary compensation § 906 II 2 BGB (analogous)
  6. Obligation to tolerate based on public-law permit? – In principle, initially no civil-law blocking effect, but indicative effect; details disputed.

b) State neighbor-law statutes

e.g., NachbG NRW (plant boundary distances, hammer-strike and ladder rights, emergency-path right); BayAGBGB Art. 43 ff.; NRG BW. Legal avenues: civil court, usually local court.

c) § 823 BGB

In the case of substance impairments during construction (e.g., cracks caused by vibrations) – damages; dependent on fault.

6. Relationship between public-law and civil-law legal protection

Both tracks generally exist side by side. A final and binding building permit does not block civil-law cease-and-desist claims not automatically, but can have an indicative influence on them within the framework of local customariness / reasonableness. Public-law provisions protecting third parties (setback areas) do not have a direct binding effect under civil law.

Sources and citation style

Binding: ../../../references/zitierweise.md.

Statute

Commentaries

  • Battis, in: Battis/Krautzberger/Löhr, BauGB, 15th ed. 2022, § 34 marginal no. 70 ff. (third-party protection)
  • Söfker, in: Ernst/Zinkahn/Bielenberg/Krautzberger, BauGB (loose-leaf), § 34 marginal no. 130 ff.
  • Fickert/Fieseler, BauNVO, 13th ed. 2019, § 15 marginal no. 1 ff. (duty of consideration)
  • LBO commentary of the affected state (e.g., Simon/Busse, BayBO Art. 6; Boeddinghaus/Hahn/Schulte, BauO NRW § 6)
  • Brückner, in: MüKoBGB, 9th ed. 2023, § 906 marginal no. 1 ff.
  • Wilhelmi, in: Erman, BGB, 17th ed. 2023, § 906 marginal no. 1 ff., § 1004 marginal no. 1 ff.
  • Säcker, in: MüKoBGB, 9th ed. 2023, § 1004 marginal no. 1 ff.

Case law ([unverifiziert – prüfen in juris/BeckOnline])

  1. BVerwG, judgment of 25.02.1977 – IV C 22.75, BVerwGE 52, 122 (duty of consideration – pig fattening/residential neighbor)
  2. BVerwG, judgment of 16.09.1993 – 4 C 28.91, BVerwGE 94, 151 (claim to preservation of the area in a factual building area)
  3. BVerwG, judgment of 23.09.1999 – 4 C 6.98, BVerwGE 109, 314 (duty of consideration, concretization)
  4. BVerwG, order of 11.01.1999 – 4 B 128.98, NVwZ 1999, 879 (third-party-protective effect of setback areas)
  5. BGH, judgment of 30.10.1998 – V ZR 64/98, BGHZ 140, 1 (§ 906 II 2 BGB monetary compensation, principles)
  6. BGH, judgment of 18.09.2009 – V ZR 75/08 (local customariness)

Output format

GUTACHTEN — Nachbarrechtlicher Baustreit
Mandant: <Nachbar / Bauherr>
Vorhaben: <Beschreibung>   Bundesland: <…>

I. Sachverhalt (knapp, mit Lage / Abständen)

II. Frage(n)

III. Kurzantwort
     - Klagebefugnis (drittschützende Norm): [ja / nein – welche]
     - Erfolgsaussicht Anfechtung BauG: [hoch / mittel / gering]
     - Eilrechtsschutz § 80 V iVm § 80a VwGO: [angeraten / nicht erforderlich]
     - Zivilrechtliche Spur § 1004 iVm § 906 BGB: [aussichtsreich / nachrangig]

IV. Rechtliche Bewertung
    1. Öffentlich-rechtliche Spur
       a) Klagebefugnis § 42 II VwGO – drittschützende Norm
          – Abstandsflächen LBO <Land>
          – Gebietserhaltungsanspruch § 34 II BauGB / B-Plan
          – Rücksichtnahmegebot § 15 BauNVO
       b) Materielle Verletzung
       c) Sofortvollzug § 212a BauGB → § 80 V iVm § 80a VwGO
       d) Klagefristen (§ 74 VwGO; ggf. § 58 II)
    2. Zivilrechtliche Spur
       a) § 1004 iVm § 906 BGB
          – Wesentlichkeit
          – Ortsüblichkeit
          – Vermeidbarkeit + Geldausgleich § 906 II 2
       b) Landes-Nachbarrechtsgesetz
       c) § 823 BGB bei Substanzschäden
    3. Verhältnis der Spuren

V. Schriftsatzentwurf
   – Anfechtungsklage / Antrag § 80 V iVm § 80a VwGO
   – Klage § 1004, § 906 BGB

VI. Fristen-Box
    – Klagefrist § 74 VwGO (1 Monat)
    – Eilantrag § 80 V VwGO (vor Baubeginn)
    – Verjährung § 1004 / § 906 BGB

VII. Risiken / offene Punkte
     <Einstufung mit Begründung>

VIII. Quellenverzeichnis

Example (abbreviated, legal-opinion style)

Facts. Client M lives in a de facto pure residential area (§ 34 II BauGB in conjunction with § 3 BauNVO) in North Rhine-Westphalia. On the immediately adjacent plot, the construction of a five-storey residential complex was approved. The setback area under § 6 BauO NRW is undercut by 1.20 m; the planned height shades the living room and the bedroom of M.

I. Standing to sue (Klagebefugnis). § 6 BauO NRW has third-party protective effect in favour of the neighbour (OVG NRW, settled case law [unverifiziert – prüfen]). The undercutting by 1.20 m is substantial and is not covered by state-law exception provisions (facts of the case). Standing to sue (+).

II. § 34 II BauGB in conjunction with § 3 BauNVO. In the de facto pure residential area, the type (residential use) is indeed compliant; the extent must be examined under § 34 I BauGB, but in principle it does not have third-party protective effect. A claim can therefore arise at most via the requirement of consideration (§ 15 I 2 BauNVO) – a crushing effect appears well arguable in view of five storeys directly on the boundary.

III. § 212a BauGB / interim legal protection. By operation of law, the action for annulment has no suspensive effect. Recommendation: immediate application under § 80 V in conjunction with § 80a VwGO to the Administrative Court, based on the infringement of the setback area; in addition, an action for annulment within the time limit of § 74 VwGO (1 month from notification of the building permit).

IV. Civil-law flank. Shading as a “similar interference” within the meaning of § 906 BGB is not readily covered under Federal Court of Justice case law (negative emission, disputed); the focus is therefore on public law. In the case of later noise emissions from the operation (underground car park, refuse area), § 1004 in conjunction with § 906 BGB must additionally be examined.

Risks / typical mistakes

  • Not naming the third-party protective norm specifically – the action is inadmissible (§ 42 II VwGO).
  • Overlooking § 212a BauGB – without an urgent application, construction work may proceed; faits accomplis reduce the prospects of success of the urgent application.
  • Treating the extent of the structural use as third-party protective (as a rule not; only via the requirement of consideration).
  • 1-month time limit for the action under § 74 VwGO missing it – restoration to the previous position only in narrow circumstances.
  • Shading / privacy screen treating it as a § 906 emission without examining the Federal Court of Justice line on negative emissions.
  • § 906 II 2 BGB monetary compensation selling it as the primary remedy although materiality / local custom have not been subsumed.
  • Final and binding building permit as a civil-law bar asserting it – it does not apply as such; indicative effect possible.
  • Mixing up state building codes of the wrong federal states; the state building code is tied to the federal state.