stock-shareholder-analysis

Corporate Shareholder and Share Capital Query and Analysis Skill

Overview

This skill focuses onlisted companies' shareholder and share capital structurein-depth query and analysis. By integrating information such as share capital data, shareholder lists, shareholding changes, and pledge risks, it helps users quickly gain insight into a company'sequity architectureandchip distributioncharacteristics, assisting in judging corporate governance quality and potential investment risks/opportunities.

Data Toolset (gildata-aidata)

Tool Name	Core Function	Key Parameters
StockShareStructure	Share Capital Structure	Obtain total share capital, circulating share capital, restricted shares, and reasons for changes
Top10ShareHolders	Top Ten Shareholders	Obtain the names, shareholding quantities, and proportions of the top ten shareholders
Top10FloatShareHolders	Top Ten Circulating Shareholders	Obtain the names, shareholding quantities, and proportions of the top ten circulating shareholders
ShareholderNum	Number of Shareholders	Obtain changes in the number of shareholders and average shareholding per household, and analyze chip concentration
StockPledge	Equity Pledge	Obtain details of shareholder pledges and assess equity liquidation risk
CompanyBasicInfo	Company Actual Controller	Obtain company profile, actual controller information, and core executives

Core Analysis Dimensions

1. Share Structure Analysis (Share Structure)

• Size of circulating float: The proportion of circulating shares in total share capital. The higher the proportion, the more fully market-based pricing is; if the proportion is too low, there may be unlocking pressure.
• Unlocking of restricted shares: Pay attention to whether there will be large-scale unlocking of restricted shares in the future, which usually constitutes supply-side pressure on the stock price.

2. Top Shareholders Analysis (Top Shareholders)

• Shareholder nature: Distinguish among state-owned capital, foreign capital, public funds, social security, insurance capital, private equity, and star individual investors.
  • Institutional clustering: Heavy positions held by multiple well-known institutions usually indicate that the fundamentals are recognized.
  • Entry of star individual investors: The appearance of well-known star individual investors may bring expectations of theme speculation.
• Equity concentration: The sum of the shareholding proportions of the top ten shareholders. The higher the proportion (such as >70%), the more highly concentrated the chips are and the higher the degree of control by the main force, but it may also lead to insufficient liquidity.

3. Number of Shareholders and Chips (Shareholder Count)

• Trend of changes in number of shareholders：
  • Sharp decrease in number of shareholders: Chips concentrate toward a small number of people (the main force collects chips), usually a positive signal.
  • Sharp increase in number of shareholders: Chips are dispersed into the hands of retail investors (the main force distributes), usually a topping or bearish signal.
• Average shareholding per household: An increase in average shareholding per household means average holdings per person increase, and the main force's control strengthens.

4. Equity Pledge Risk (Pledge Risk)

• Pledge ratio: The proportion of pledged shares of major shareholders in their total shareholdings.
  • High-risk line: If the pledge ratio exceeds 50%-60%, be alert to the liquidation risk (forced liquidation) triggered by a stock price decline.
• Pledge purpose: Understand whether the pledged funds are used for the operations of the listed company or for the personal use of shareholders.

5. Actual Controller and Background (Actual Controller)

• Nature of the actual controller: State-owned enterprise/central enterprise (stable, policy-oriented) vs private enterprise (flexible, but governance issues may also exist).
• Persons acting in concert: Identify persons acting in concert with the actual controller and accurately calculate the proportion of equity actually controlled.

Workflow

1. Identify intent: Extract the target stock name/code from the user's natural language.
2. Parallel queries：
   • Call StockShareStructure to obtain share capital details.
   • Call Top10ShareHolders and Top10FloatShareHolders to obtain the shareholder list.
   • Call ShareholderNum to obtain changes in the number of shareholders.
   • Call StockPledge to obtain pledge information.
   • Call CompanyBasicInfo to obtain actual controller information.
3. Data cleaning and integration: Integrate multi-source data into a structured equity profile.
4. Generate report: Output an analysis report containing "share capital structure, shareholder list, chip concentration, and risk warnings".

Report output template

# [股票名称] 股东股本深度分析报告

## 一、 股本结构与实控人
*   **总股本/流通股本**：[数值]亿股 / [数值]亿股 (流通占比 [数值]%)
*   **实际控制人**：[姓名/机构]，[国企/民企/其他]背景
*   **股本特征**：[如：全流通/存在大额限售股/盘子较小易炒作等]

## 二、 前十大股东透视
| 股东名称 | 股东性质 | 持股数量(万股) | 持股比例(%) | 变动情况 |
| :--- | :--- | :--- | :--- | :--- |
| [股东1] | [如：国家队/公募/外资] | [数值] | [数值] | [增持/减持/新进] |
| [股东2] | ... | ... | ... | ... |

*   **股东结构点评**：[分析机构占比、牛散动向、国资控股情况等]

## 三、 筹码集中度 (股东户数)
*   **最新股东户数**：[数值]万户，较上期 [增加/减少] [数值]%
*   **户均持股**：[数值]万股
*   **筹码趋势**：[连续3期户数下降 -> 筹码集中，利好 / 户数激增 -> 筹码分散，利空]

## 四、 股权质押与风险
*   **质押总股数**：[数值]万股，占总股本 [数值]%
*   **大股东质押率**：[数值]%
*   **风险评估**：[如：质押率较低，风险可控 / 质押率过高，需警惕平仓风险]

## 五、 综合结论
*   **股权健康度**：[一句话总结股权架构的稳定性与筹码状态]
*   **投资启示**：[基于股东变动和筹码集中度的操作建议参考]